DFX Intelligence
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Reading the graph
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Advisor at S••••••• A•••••••• L••
IRVINE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S••••••• A•••••••• L•• | Asset manager | Jan 20, 2023 | n/a | yes | IRVINE, CA | Current employment |
| E•••• A•••••••• L•• | Former SEC adviser | Apr 9, 2019 | Dec 31, 2020 | no | IRVINE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E•••• A•••••••• L•• | S••••••• A•••••••• L•• | Dec 31, 2020 | Jan 20, 2023 | 750 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 282117:324002:CA:2020-12-31 | Dec 31, 2020 | Jan 20, 2023 | IRVINE, CA | Firm change after gap |