This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

OSAIC WEALTH, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 1, 1995earliest registration or exam on IAPD

Years in industry

30derivedfrom the industry start date

Years at current firm

14derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S63

First exam

Mar 21, 1996

First registration

Jan 6, 1998

Dual registered

yes, broker-dealer

Other names

GEORGE MENDOZA

IAPD individual key

2692662

• Occurred

  Mar 6, 2026
  Advisor departed, no destination yet

  George Peralta Mendoza no longer registered at Regal Advisory Services, Inc.; no later IA registration on IAPD

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:0df09394-db48-01d4-6f3f-2257ebf54499

First observed

Jan 6, 1998

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.