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Advisor at WELLS FARGO ADVISORS
BEVERLY HILLS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Oct 23, 2023 | n/a | yes | BEVERLY HILLS, CA | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Feb 18, 2010 | Oct 25, 2023 | no | LOS ANGELES, CA|LOS ANGELES, CA|LOS ANGELES, CA|WEST HOLLYWOOD, CA|LOS ANGELES, CA|LOS ANGELES, CA|BEVERLY HILLS, CA|BEVERLY HILLS, CA|WEST HOLLYWOOD, CA|SANTA MONICA, CA|SANTA MONICA, CA|PASADENA, CA | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Oct 13, 2006 | Feb 1, 2010 | no | SAN DIEGO, CA|LOS ANGELES, CA|SANTA BARBARA, CA|LA MESA, CA|SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | WELLS FARGO ADVISORS | Oct 25, 2023 | Oct 23, 2023 | -2 | Firm change | Wirehouse to wirehouse |
| WELLS FARGO INVESTMENTS, LLC | J.P. MORGAN SECURITIES LLC | Feb 1, 2010 | Feb 18, 2010 | 17 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 79:19616:CA:2023-10-23 | Oct 25, 2023 | Oct 23, 2023 | PASADENA, CA | Firm change |