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CRD 153183
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| M••••••• L••••• G••••• | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | yes | 02/2010 | Jan 25, 2012 | Mar 16, 2017 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| M•••••• A•••• M••••••••• L•• | n/a | Former SEC adviser | $178M | Y | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2016 | Mar 16, 2017 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2016 | $0 | $0 | n/a | $1.2M | n/a | 1 | 1 | n/a | n/a |
| $0 |
| $0 |
| 1 |
| 1 |
| n/a |
| n/a |
| n/a |
| 2015 | Mar 14, 2016 | $0 | $0 | 1 | 1 | n/a | n/a | n/a |
| 2014 | Feb 9, 2015 | $1.2M | $1.2M | 1 | 1 | n/a | n/a | n/a |
| 2013 | Mar 24, 2014 | $1.2M | $1.2M | 1 | 1 | n/a | n/a | n/a |
| 2012 | Mar 11, 2013 | $6.8M | $6.8M | 1 | 1 | n/a | n/a | n/a |
| 2011 | Jan 25, 2012 | $450,000 | $450,000 | n/a | n/a | n/a | n/a | n/a |