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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
San Francisco, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Sep 3, 2026 | n/a | yes | San Francisco, CA | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jan 22, 2020 | Sep 11, 2026 | no | Mill Valley, CA | Previous registration |
| ROBERT W. BAIRD & CO. INCORPORATED | Mixed wealth | May 17, 2016 | Feb 14, 2020 | no | Mill Valley, CA|ROSEVILLE, CA | Previous registration |
| GORDIAN WEALTH ADVISORS, LLC | Independent wealth | Jan 11, 2016 | May 18, 2016 | no | MILL VALLEY, CA | Previous registration |
| CROSSPOINT CAPITAL MANAGEMENT | Former SEC adviser | Jun 27, 2014 | Dec 31, 2015 | no | ORINDA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | RAYMOND JAMES & ASSOCIATES, INC. | Sep 11, 2026 | Sep 3, 2026 | -8 | Firm change | Wirehouse to ibd |
| ROBERT W. BAIRD & CO. INCORPORATED | UBS FINANCIAL SERVICES INC. | Feb 14, 2020 | Jan 22, 2020 | -23 | Firm change | RIA to wirehouse |
| GORDIAN WEALTH ADVISORS, LLC | ROBERT W. BAIRD & CO. INCORPORATED | May 18, 2016 | May 17, 2016 | -1 | Firm change | Other |
| CROSSPOINT CAPITAL MANAGEMENT | GORDIAN WEALTH ADVISORS, LLC | Dec 31, 2015 | Jan 11, 2016 | 11 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:705:CA:2026-09-11 | Sep 11, 2026 | Sep 3, 2026 | MILL VALLEY, CA | Firm change |
| 8158:8174:CA:2020-02-14 | Feb 14, 2020 | Jan 22, 2020 | ROSEVILLE, CA | Firm change |
| 150212:281775:CA:2015-12-31 | Dec 31, 2015 | Jan 11, 2016 | ORINDA, CA | Firm change |