DFX Intelligence

P••• V• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)37 years in industry

P••• V• R•••

Advisor at F••••••• W••••• A•••••••• L•••

WAKEFIELD, MA

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Search this name across graphsid dfx:ria:0df9a3f6-3eb4-613f-120a-b325dbeec6fa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 19, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••• W••••• A•••••••• L•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 2, 1988earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••• W••••• A•••••••• L•••	Independent wealth	Aug 22, 2006	n/a	yes	WAKEFIELD, MA	Current employment
W•••••••• A••••••• S•••••••• I•••	n/a	Feb 19, 2014	Jun 25, 2018	no	TUCSON, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••••• A••••••• S•••••••• I•••	n/a	Jun 25, 2018	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ F••••••• W••••• A•••••••• L•••Registered adviserregistration: current employment
Aug 22, 2006 to presentfactForm ADV
→ W•••••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Feb 19, 2014 to Jun 25, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0df9a3f6-3eb4-613f-120a-b325dbeec6fa
First observed: Feb 19, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.