DFX Intelligence

K•••• L•• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor38 years in industry

K•••• L•• L•••••

Advisor at P•••••• I••••••••• W••••• A•••••••• L••

LEAWOOD, KS

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Search this name across graphsid dfx:ria:0dfb9d3d-1c3b-f299-3b90-003c854434fc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 27, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• I••••••••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 11, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• I••••••••• W••••• A•••••••• L••	Independent wealth	Feb 9, 2021	n/a	yes	LEAWOOD, KS\|LEAWOOD, KS	Current employment
O• I••••••••• M••••••••• C•	Bd affiliated wealth	May 6, 2010	Jul 16, 2010	no	n/a

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••• F•••••••• I••	M•••• J•••• A•••• M••••••••• I•••	Nov 28, 2017	Dec 16, 2003	-5,096	Firm change after gap	Other
O• I••••••••• M••••••••• C•	P•••••• I••••••••• W••••• A•••••••• L••	Jul 16, 2010	Feb 9, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
117178:118329:KS:2017-11-28	Nov 28, 2017	Dec 16, 2003	OVERLAND PARK, KS	Firm change after gap

Relationships

Registered with (4)

→ P•••••• I••••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Feb 9, 2021 to presentfactForm ADV
→ L••••• F•••••••• I••Registered adviserregistration: previous registration
May 27, 2003 to Nov 28, 2017factForm ADV
→ O• I••••••••• M••••••••• C•Registered adviserregistration: previous registration
May 6, 2010 to Jul 16, 2010factForm ADV
→ M•••• J•••• A•••• M••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0dfb9d3d-1c3b-f299-3b90-003c854434fc
First observed: May 27, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.