DFX Intelligence

R••••• J••••• W••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor37 years in industry

R••••• J••••• W••••••••

Advisor at F•••••••• A••••••• G•••• L•••••

KENTFIELD, CA | GIG HARBOR, WA

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Search this name across graphsid dfx:ria:0dfc1b5b-1372-6c66-1ca1-63a9412e82b4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 30, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••• A••••••• G•••• L•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 9, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••• A••••••• G•••• L•••••	Independent wealth	Jul 1, 2011	n/a	yes	KENTFIELD, CA\|GIG HARBOR, WA	Current employment
W•••••• S••••••••• C•••••••••	n/a	Dec 12, 2007	Jul 1, 2011	no	MILL VALLEY, CA\|EDEN PRAIRIE, MN\|MILL VALLEY, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• S••••••••• C•••••••••	F•••••••• A••••••• G•••• L•••••	Jul 1, 2011	Jul 1, 2011	0	Firm change	Other
A••••••• I•••••••• C•	W•••••• S••••••••• C•••••••••	Mar 1, 2006	Dec 12, 2007

Relationships

Registered with (3)

→ F•••••••• A••••••• G•••• L•••••Registered adviserregistration: current employment
Jul 1, 2011 to presentfactForm ADV
→ W•••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Dec 12, 2007 to Jul 1, 2011factForm ADV
→ A••••••• I•••••••• C•Registered adviserregistration: previous registration
Mar 30, 1998 to Mar 1, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0dfc1b5b-1372-6c66-1ca1-63a9412e82b4
First observed: Mar 30, 1998
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.