DFX Intelligence
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Reading the graph
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Advisor at S•••••••••
ALLEN, TX | Sheridan, WY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S••••••••• | Independent wealth | May 2, 2025 | n/a | yes | Sheridan, WY|ALLEN, TX | Current employment |
| B• R•••• W••••• A•••••••• I••• | Bd affiliated wealth | Sep 18, 2020 | May 29, 2025 | no | DAYTON, WY|Sheridan, WY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B• R•••• W••••• A•••••••• I••• | S••••••••• | May 29, 2025 | May 2, 2025 | -27 | Firm change | Ibd to new firm |
| U••••• A••••••• S•••••••• L•• | B• R•••• W••••• A•••••••• I••• | Sep 22, 2020 | Sep 18, 2020 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 150080:115927:FL:2020-09-17 | Sep 22, 2020 | Sep 18, 2020 | BOCA RATON, FL | Firm change |
| U••••• A••••••• S•••••••• L•• | Former SEC adviser | May 27, 2015 | Sep 22, 2020 | no | DAYTON, WY|BOCA RATON, FL | Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | Aug 8, 2005 | Apr 1, 2015 | no | ASHEVILLE, NC|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|WEEHAWKEN, NJ|NEW YORK, NY|DAYTON, WY | Previous registration |
| -4 |
| Firm change |
| RIA to ibd |
| U•• F•••••••• S••••••• I••• | U••••• A••••••• S•••••••• L•• | Apr 1, 2015 | May 27, 2015 | 56 | Firm change | Other |