DFX Intelligence
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Reading the graph
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Advisor at S•••••••• A••••••• L••
HUNTINGTON WOODS, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••••••• A••••••• L•• | National bd RIA | Mar 31, 2025 | n/a | yes | HUNTINGTON WOODS, MI | Current employment |
| F••••••• P••••••• A•• W•••••••• A••••••• | Former SEC adviser | Jul 13, 2018 | Mar 31, 2025 | no | BOSTON, MA|WOODS, MI|ANN ARBOR, MI |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F••••••• P••••••• A•• W•••••••• A••••••• | S•••••••• A••••••• L•• | Mar 31, 2025 | Mar 31, 2025 | 0 | Bulk transfer | Ibd to ibd |
| S•••••••• A••••••• L•• | F••••••• P••••••• A•• W•••••••• A••••••• | Jul 13, 2018 | Jul 13, 2018 |
| S•••••••• A••••••• L•• | National bd RIA | May 6, 2015 | Jul 13, 2018 | no | BIRMINGHAM, MI|SOUTHFIELD, MI|HUNTINGTON WOODS, MI|COVINGTON, KY | Previous registration |
| E•••••••• A•••••••• L•• | National bd RIA | May 22, 2013 | Nov 26, 2013 | no | TROY, MI | Previous registration |
| M•• W••••• | Independent wealth | Feb 6, 2013 | May 15, 2013 | no | AUBURN HILLS, MI | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to new firm |
| E•••••••• A•••••••• L•• | S•••••••• A••••••• L•• | Nov 26, 2013 | May 6, 2015 | 526 | Firm change after gap | Ibd to ibd |
| M•• W••••• | E•••••••• A•••••••• L•• | May 15, 2013 | May 22, 2013 | 7 | Firm change | Other |