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Advisor at KEY INVESTMENT SERVICES LLC
ALBANY, OR | BROOKLYN, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KEY INVESTMENT SERVICES LLC | Bd affiliated wealth | Sep 10, 2026 | n/a | yes | ALBANY, OR|BROOKLYN, OH | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Apr 16, 2018 | Sep 1, 2026 | no | MINNEAPOLIS, MN|SALT LAKE CITY, UT|TARPON SPRINGS, FL|Taylorsville, UT|SALT LAKE CITY, UT|ST. LOUIS, MO | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Oct 14, 2015 | Jan 4, 2018 | no | MINNEAPOLIS, MN|SALT LAKE CITY, UT|MINNEAPOLIS, MN | Previous registration |
| E*TRADE CAPITAL MANAGEMENT, LLC | Former SEC adviser | Mar 16, 2015 | Oct 6, 2015 | no | SANDY, UT|ARLINGTON, VA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Nov 3, 2011 | Mar 16, 2015 | no | SALT LAKE CITY, UT|SALT LAKE CITY, UT|CHARLOTTE, NC|SALT LAKE CITY, UT|CHARLOTTE, NC|SALT LAKE CITY, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | KEY INVESTMENT SERVICES LLC | Sep 1, 2026 | Sep 10, 2026 | 9 | Firm change | Wirehouse to ibd |
| E*TRADE CAPITAL MANAGEMENT, LLC | WELLS FARGO ADVISORS | Oct 6, 2015 | Oct 14, 2015 | 8 | Firm change | Other |
| WELLS FARGO ADVISORS | E*TRADE CAPITAL MANAGEMENT, LLC | Mar 16, 2015 | Mar 16, 2015 | 0 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:42159:UT:2015-03-16 | Mar 16, 2015 | Mar 16, 2015 | SALT LAKE CITY, UT | Firm change |