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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

HIGHLANDER WEALTH SERVICES, LLC

CRD 149291

BOULDER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0e1aa6aa-6333-c801-d099-e29cfb56f6d3

Data as of Jan 27, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 0
On other graphs: 0
Observed: Jan 27, 2012 to Jan 27, 2012
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $900,000Item 5.F on the latest filing (2012-01-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $900,000
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $225,000derivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Accounts: 65
SEC number: 801-70032
CRD: 149291
Filings on the tape: 2
First filed: Jan 27, 2012
Latest filed: Jan 27, 2012
Organised: Limited Liability Company, Delaware

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
SOLOMON JAMES HALPERN	n/a	BOULDER, CO	16	23	1	no
JESSE ISAAC GRIMES	n/a	BOULDER, CO	16	18	1	no
Abraham Halpern	n/a	BOULDER, CO	1	22	n/a	no
Michael Rich	n/a	BOULDER, CO	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GRIMES, JESSE, ISAAC	MEMBER - CHIEF COMPLIANCE OFFICER	B	yes	01/2009	Jan 27, 2012	Jan 27, 2012
HALPERN, SOLOMON, JAMES	Member	E	yes	01/2009	Jan 27, 2012	Jan 27, 2012
HIGHLANDER WEALTH, INC.	MANAGING MEMBER	Na	yes	01/2009	Jan 27, 2012	Jan 27, 2012
CLARK, DESMOND	Member	Na	no	01/2009	Jan 27, 2012	Jan 27, 2012
SIMANTOB, SINA, NO MIDDLE NAME	Member	B	no	01/2009	Jan 27, 2012	Jan 27, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
GOLDEN SUN CAPITAL MANAGEMENT, LLC	n/a	Former SEC adviser	$1.5M	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Jan 27, 2012	$900,000	$900,000	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$900,000	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Registered with (4)

← Michael RichAdvisorregistration: current employment
May 8, 2026 to presentfactForm ADV
← Abraham HalpernAdvisorregistration: current employment
May 15, 2025 to presentfactForm ADV
← SOLOMON JAMES HALPERNAdvisorregistration: current employment
Jan 14, 2010 to presentfactForm ADV
← JESSE ISAAC GRIMESAdvisorregistration: current employment
Jan 14, 2010 to presentfactForm ADV

Affiliated with (2)

→ GOLDEN SUN CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← GOLDEN SUN CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Controls (3)

← HALPERN, SOLOMON, JAMESOwnerMEMBER, ownership code E, individual
Jan 27, 2012 to presentfactForm ADV
← GRIMES, JESSE, ISAACOwnerMEMBER - CHIEF COMPLIANCE OFFICER, ownership code B, individual
Jan 27, 2012 to presentfactForm ADV
← HIGHLANDER WEALTH, INC.OwnerMANAGING MEMBER, ownership code NA, domestic entity
Jan 27, 2012 to presentfactForm ADV

Owns (2)

← SIMANTOB, SINA, NO MIDDLE NAMEOwnerMEMBER, ownership code B, individual
Jan 27, 2012 to presentfactForm ADV
← CLARK, DESMONDOwnerMEMBER, ownership code NA, individual
Jan 27, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0e1aa6aa-6333-c801-d099-e29cfb56f6d3
First observed: Jan 27, 2012
Last observed: Jan 27, 2012 178 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HIGHLANDER WEALTH SERVICES, LLC

CRD 149291

BOULDER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0e1aa6aa-6333-c801-d099-e29cfb56f6d3

Data as of Jan 27, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:28 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

SOLOMON JAMES HALPERN

n/a

BOULDER, CO

JESSE ISAAC GRIMES

n/a

BOULDER, CO

Abraham Halpern

n/a

BOULDER, CO

n/a

Michael Rich

n/a

BOULDER, CO

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GRIMES, JESSE, ISAAC

MEMBER - CHIEF COMPLIANCE OFFICER

yes

01/2009

Jan 27, 2012

HALPERN, SOLOMON, JAMES

Member

yes

01/2009

Jan 27, 2012

HIGHLANDER WEALTH, INC.

MANAGING MEMBER

yes

01/2009

Jan 27, 2012

CLARK, DESMOND

Member

01/2009

Jan 27, 2012

SIMANTOB, SINA, NO MIDDLE NAME

Member

01/2009

Jan 27, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

GOLDEN SUN CAPITAL MANAGEMENT, LLC

n/a

Former SEC adviser

$1.5M

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Jan 27, 2012

$900,000

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$900,000

n/a