DFX Intelligence

A•••• W••••• S•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 100m 1b

A•••• W••••• S•••••••••

A•••• W••••• S•••••••••, LLC, CRD 167297

BRISBANE

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Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 4
On other graphs: 0
Observed: Dec 8, 2020 to Mar 30, 2026
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $134M••• Locked
Discretionary RAUM: $134M
Private client RAUM: $132Mderived••• Locked
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $66.9Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
A••••• S•••••• M•••••	Certified Financial Planner	BRISBANE \| Graceville	3	14	1	no
K•••••• I•••• M••••	Certified Financial Planner	BRISBANE \| Denver, CO	2	12

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M•••••• A•••••• S••••••	PROPRIETOR/CHIEF COMPLIANCE OFFICER/FINANCIAL PLANNER/PORTFOLIO MANAGER	E	yes	01/2013	Dec 8, 2020	Jul 24, 2023

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$134M	n/a	n/a	$64.5M	27.5%	2	n/a	2	n/a

Relationships

Registered with (3)

← K•••••• I•••• M••••Advisorregistration: current employment
Feb 1, 2024 to presentfactForm ADV
← A••••• S•••••• M•••••Advisorregistration: current employment
Jul 6, 2023 to presentfactForm ADV
← K••••• R•••••• E••••••Advisorregistration: previous registration
Aug 14, 2020 to Nov 27, 2023factForm ADV

Controls (1)

Dated events

Order

Occurred
30 Mar 2026
Ria hq relocated
••• Locked
Form ADV
Occurred
4 Sep 2025
Ria hq relocated
••• Locked
Form ADV
Occurred
27 Nov 2023
Advisor changed firm
••• Locked
Form ADV
Occurred
8 Dec 2020
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 8, 2020
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.