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RIA / WealthAdvisorCertified Financial Planner22 years in industry

BRYAN DAVID KABOT

Advisor at REGENCY WEALTH MANAGEMENT

RAMSEY, NJ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 30, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: REGENCY WEALTH MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 29, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Sep 29, 2003
First registration: Sep 30, 2003
Dual registered: no
IAPD individual key: 4685964

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
REGENCY WEALTH MANAGEMENT	Independent wealth	Dec 12, 2013	n/a	yes	RAMSEY, NJ	Current employment
KABOT FINANCIAL LIMITED LIABILITY COMPANY	n/a	Oct 23, 2013	Nov 25, 2013	no	WAYNE, NJ	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	Apr 1, 2010	no	SHORT HILLS, NJ	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Mar 21, 2005	Jan 1, 2008	no	SHORT HILLS, NJ\|SHORT HILLS, NJ\|ST. LOUIS, MO	Previous registration
MORGAN STANLEY DW INC.	n/a	Sep 30, 2003	Feb 15, 2005	no	IRVINE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KABOT FINANCIAL LIMITED LIABILITY COMPANY	REGENCY WEALTH MANAGEMENT	Nov 25, 2013	Dec 12, 2013	17	Firm change	Other
WELLS FARGO ADVISORS	KABOT FINANCIAL LIMITED LIABILITY COMPANY	Apr 1, 2010	Oct 23, 2013	1,301	Firm change after gap	Other
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	A. G. EDWARDS & SONS, INC.	Feb 15, 2005	Mar 21, 2005	34	Firm change	Other

Relationships

Registered with (5)

→ REGENCY WEALTH MANAGEMENTRegistered adviserregistration: current employment
Dec 12, 2013 to presentfactForm ADV
→ KABOT FINANCIAL LIMITED LIABILITY COMPANYRegistered adviserregistration: previous registration
Oct 23, 2013 to Nov 25, 2013factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to Apr 1, 2010factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Mar 21, 2005 to Jan 1, 2008factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Sep 30, 2003 to Feb 15, 2005factForm ADV

Dated events

No dated event names this entity yet.