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RIA / WealthAdvisor37 years in industry

JOSEPH JEFFREY ASSAF

Advisor at ICG ADVISORS, LLC

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0e256490-9c22-d38b-46d9-9e1258bbb8e4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 2
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Joseph Jeffrey Assaf

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Venture Capitalidentity

Joseph Jeffrey Assaf

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ICG ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 25, 1988earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Oct 25, 1988
First registration: Jul 8, 1997
Dual registered: no
Other names: JEFF ASSAF|J JEFFREY ASSAF
IAPD individual key: 1428157

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ICG ADVISORS, LLC	Independent wealth	Oct 7, 2008	n/a	yes	LOS ANGELES, CA	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Jul 8, 1997	Feb 5, 2009	no	LOS ANGELES, CA\|Los Angeles, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	ICG ADVISORS, LLC	Feb 5, 2009	Oct 7, 2008	-121	Firm change after gap	Other

Relationships

Registered with (2)

→ ICG ADVISORS, LLCRegistered adviserregistration: current employment
Oct 7, 2008 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Jul 8, 1997 to Feb 5, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0e256490-9c22-d38b-46d9-9e1258bbb8e4
First observed: Jul 8, 1997
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JOSEPH JEFFREY ASSAF

Advisor at ICG ADVISORS, LLC

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0e256490-9c22-d38b-46d9-9e1258bbb8e4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:37 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

ICG ADVISORS, LLC

Independent wealth

Oct 7, 2008

n/a

yes

LOS ANGELES, CA

Current employment

J.P. MORGAN SECURITIES LLC

Wirehouse

Jul 8, 1997

Feb 5, 2009

LOS ANGELES, CA|Los Angeles, CA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

J.P. MORGAN SECURITIES LLC

ICG ADVISORS, LLC

Feb 5, 2009

Oct 7, 2008

-121

Firm change after gap

Other