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Reading the graph
Advisor at MORGAN STANLEY
Kirkland, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | n/a | yes | Kirkland, WA | Current employment |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Feb 21, 2006 | Jun 1, 2009 | no | MCLEAN, VA|MCLEAN, VA|NEW YORK, NY|MCLEAN, VA | Previous registration |
| LEGG MASON WOOD WALKER, INCORPORATED | n/a | Feb 25, 2004 | Feb 21, 2006 | no | MCLEAN, VA | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Nov 11, 2002 | Nov 28, 2003 | no | ALEXANDRIA, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| LEGG MASON WOOD WALKER, INCORPORATED | CITIGROUP GLOBAL MARKETS INC. | Feb 21, 2006 | Feb 21, 2006 | 0 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | LEGG MASON WOOD WALKER, INCORPORATED | Nov 28, 2003 | Feb 25, 2004 | 89 | Firm change | Other |