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Advisor at STONE WEALTH PARTNERS LLC
LAFAYETTE, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STONE WEALTH PARTNERS LLC | Independent wealth | Apr 9, 2020 | n/a | yes | LAFAYETTE, LA | Current employment |
| PARISH INVESTMENT ADVISORS LLC | State registered | Sep 30, 2016 | Jun 2, 2020 | no | LAFAYETTE, LA | Previous registration |
| OSAIC INSTITUTIONS, INC. | Bd affiliated wealth | Jul 1, 2016 | Jul 18, 2016 | no | Apopka, FL|Orlando, FL | Previous registration |
| ESSEX NATIONAL SECURITIES, INC. | Former SEC adviser | Oct 17, 2014 | Jul 1, 2016 | no | LAFAYETTE, LA|Orlando, FL|Orlando, FL|Apopka, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PARISH INVESTMENT ADVISORS LLC | STONE WEALTH PARTNERS LLC | Jun 2, 2020 | Apr 9, 2020 | -54 | Firm change after gap | Other |
| OSAIC INSTITUTIONS, INC. | PARISH INVESTMENT ADVISORS LLC | Jul 18, 2016 | Sep 30, 2016 | 74 | Firm change | Other |
| ESSEX NATIONAL SECURITIES, INC. | OSAIC INSTITUTIONS, INC. | Jul 1, 2016 | Jul 1, 2016 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 284770:308429:LA:2020-06-02 | Jun 2, 2020 | Apr 9, 2020 | LAFAYETTE, LA | Firm change after gap |