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Advisor at CETERA INVESTMENT ADVISERS LLC
ALTOONA, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jun 29, 2023 | n/a | yes | ALTOONA, PA | Current employment |
| GIRARD SECURITIES, INC. | Former SEC adviser | Dec 2, 2009 | Nov 1, 2017 | no | SAN DIEGO, CA|ALTOONA, PA | Previous registration |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Nov 12, 1998 | Nov 3, 2009 | no | ALTOONA, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GIRARD SECURITIES, INC. | CETERA INVESTMENT ADVISERS LLC | Nov 1, 2017 | Jun 29, 2023 | 2,066 | Firm change after gap | Other |
| AVANTAX ADVISORY SERVICES | GIRARD SECURITIES, INC. | Nov 3, 2009 | Dec 2, 2009 | 29 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 18697:105644:PA:2017-11-01 | Nov 1, 2017 | Jun 29, 2023 | ALTOONA, PA | Firm change after gap |