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RIA / WealthAdvisorCertified Financial Planner30 years in industry

ROGER LEE FULLER

Advisor at OMNISTAR FINANCIAL GROUP, INC.

WILMINGTON, NC

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 15, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OMNISTAR FINANCIAL GROUP, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Feb 1, 1996
First registration: Jun 15, 2002
Dual registered: no
Other names: ROGER LEE FULLER
IAPD individual key: 2674665

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OMNISTAR FINANCIAL GROUP, INC.	Independent wealth	Apr 9, 2021	n/a	yes	WILMINGTON, NC	Current employment
OMNISTAR FINANCIAL GROUP, INC.	Independent wealth	May 27, 2015	Sep 2, 2020	no	WILMINGTON, NC	Previous registration
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Jun 16, 2009	Mar 1, 2010	no	CHARLOTTE, NC	Previous registration
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Mar 20, 2009	Jul 6, 2009	no	CHARLOTTE, NC	Previous registration
STANFORD GROUP COMPANY	n/a	Jan 2, 2008	Mar 16, 2009	no	CHARLOTTE, NC	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jun 15, 2002	Jan 7, 2008	no	CHARLOTTE, NC\|CHARLOTTE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STIFEL, NICOLAUS & COMPANY, INCORPORATED	OMNISTAR FINANCIAL GROUP, INC.	Mar 1, 2010	May 27, 2015	1,913	Firm change after gap	Other
OPPENHEIMER & CO. INC.	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Jul 6, 2009	Jun 16, 2009	-20	Firm change	Other
STANFORD GROUP COMPANY	OPPENHEIMER & CO. INC.	Mar 16, 2009	Mar 20, 2009	4	Firm change	Other
WELLS FARGO ADVISORS	STANFORD GROUP COMPANY	Jan 7, 2008	Jan 2, 2008	-5	Firm change	Other

Relationships

Registered with (5)

→ OMNISTAR FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
May 27, 2015 to Sep 2, 2020factForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
Jun 16, 2009 to Mar 1, 2010factForm ADV
→ OPPENHEIMER & CO. INC.Registered adviserregistration: previous registration
Mar 20, 2009 to Jul 6, 2009factForm ADV
→ STANFORD GROUP COMPANYRegistered adviserregistration: previous registration
Jan 2, 2008 to Mar 16, 2009factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jun 15, 2002 to Jan 7, 2008factForm ADV

Dated events

No dated event names this entity yet.