DFX Intelligence

O•••• P••••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

O•••• P••••••• M•••••••••

O•••• P••••••• M••••••••• LLC, CRD 335855

PALO ALTO, CA

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Search this name across graphsid dfx:ria:0e3e5e81-5b9a-9845-fb88-d6a38f1b9a35

Data as of Sep 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 0
Dated events: 0
On other graphs: 1
Observed: Sep 1, 2026 to Sep 1, 2026
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

O•••• P••••••• M•••••••••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $465M••• Locked
Discretionary RAUM: $465M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 14
Advisory employees

Relationships

No published relationship touches this entity yet.

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0e3e5e81-5b9a-9845-fb88-d6a38f1b9a35
First observed: Sep 1, 2026
Last observed: Sep 1, 2026 21 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.