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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

KEITH CHRISTOPHER MARTEL

Advisor at GOLDEN STATE WEALTH MANAGEMENT, LLC

Woodland Hills, CA | POWELL, WY

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Search this name across graphsid dfx:ria:0e419e2a-df4b-53cb-8f02-ad4e4d59b65b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 17, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GOLDEN STATE WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 28, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 28, 2004
First registration: Aug 17, 2004
Dual registered: yes, broker-dealer
Other names: KC MARTEL|KEITH CHRISTOPHER MARTEL
IAPD individual key: 4798715

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GOLDEN STATE WEALTH MANAGEMENT, LLC	Independent wealth	Nov 3, 2015	n/a	yes	Woodland Hills, CA\|POWELL, WY	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Nov 12, 2015	no	CALABASAS, CA	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	May 2, 2009	Oct 1, 2012	no	BURBANK, CA\|BURBANK, CA\|BURBANK, CA\|GLENDALE, CA\|CALABASAS, CA	Previous registration
WAMU INVESTMENTS, INC.	n/a	Sep 13, 2006	May 2, 2009	no	BURBANK, CA\|BURBANK, CA\|BURBANK, CA	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Nov 21, 2005	Feb 10, 2006	no	WESTLAKE VILLAGE, CA	Previous registration
MORGAN STANLEY DW INC.	n/a	Aug 17, 2004	Sep 28, 2005	no	WOODLAND HLS, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	GOLDEN STATE WEALTH MANAGEMENT, LLC	Nov 12, 2015	Nov 3, 2015	-9	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
WAMU INVESTMENTS, INC.	CHASE INVESTMENT SERVICES CORP.	May 2, 2009	May 2, 2009	0	Bulk transfer	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	WAMU INVESTMENTS, INC.	Feb 10, 2006	Sep 13, 2006	215	Firm change	Other
MORGAN STANLEY DW INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Sep 28, 2005	Nov 21, 2005	54	Firm change	Other

Relationships

Registered with (6)

→ GOLDEN STATE WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Nov 3, 2015 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Nov 12, 2015factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
May 2, 2009 to Oct 1, 2012factForm ADV
→ WAMU INVESTMENTS, INC.Registered adviserregistration: previous registration
Sep 13, 2006 to May 2, 2009factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Nov 21, 2005 to Feb 10, 2006factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Aug 17, 2004 to Sep 28, 2005factForm ADV

Dated events

No dated event names this entity yet.