DFX Intelligence

A••••• P•••• O•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

A••••• P•••• O•••••••

Advisor at U••••• L•• A••••••• I•••

HUNTINGTON, NY

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Search this name across graphsid dfx:ria:0e499aa8-1c50-2fad-fcee-0e546e93f61f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 5, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U••••• L•• A••••••• I•••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Aug 10, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U••••• L•• A••••••• I•••	Former SEC adviser	Jun 9, 2021	n/a	yes	HUNTINGTON, NY	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Mar 6, 2018	Sep 2, 2020	no	GARDEN CITY, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	U••••• L•• A••••••• I•••	Sep 2, 2020	Jun 9, 2021	280	Firm change	Other
S•••••••• I••••••••• M•••••••••	O•••• W•••••• I•••	Mar 9, 2018	Mar 6, 2018

Relationships

Registered with (3)

→ U••••• L•• A••••••• I•••Registered adviserregistration: current employment
Jun 9, 2021 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Mar 6, 2018 to Sep 2, 2020factForm ADV
→ S•••••••• I••••••••• M•••••••••Registered adviserregistration: previous registration
Jun 5, 2017 to Mar 9, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0e499aa8-1c50-2fad-fcee-0e546e93f61f
First observed: Jun 5, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.