DFX Intelligence

J•••• L•• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner17 years in industry

J•••• L•• T•••••

Advisor at P••••••••

ENGLEWOOD, NJ | SEATTLE, WA

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Search this name across graphsid dfx:ria:0e49ba3e-1b5f-6322-64a1-49c9f1062576

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 18, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••	Independent wealth	Oct 23, 2020	n/a	yes	SEATTLE, WA\|ENGLEWOOD, NJ	Current employment
C••••••••• A••••••• I••	Former SEC adviser	Jun 7, 2018	Sep 30, 2020	no	BELLEVUE, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• A••••••• I••	P••••••••	Sep 30, 2020	Oct 23, 2020	23	Bulk transfer	RIA to RIA
W•••••• • R•••	C••••••••• A••••••• I••	May 18, 2018	Jun 7, 2018

Relationships

Registered with (3)

→ P••••••••Registered adviserregistration: current employment
Oct 23, 2020 to presentfactForm ADV
→ C••••••••• A••••••• I••Registered adviserregistration: previous registration
Jun 7, 2018 to Sep 30, 2020factForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Aug 18, 2009 to May 18, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0e49ba3e-1b5f-6322-64a1-49c9f1062576
First observed: Aug 18, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.