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RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

MABRY STONE PHILLIPS

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

MONTGOMERY, AL

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Search this name across graphsid dfx:ria:0e50255d-d392-6f6a-e998-78ee326c464a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 16, 1994 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 8, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Sep 8, 1989
First registration: Jun 16, 1994
Dual registered: yes, broker-dealer
Other names: TRIP PHILLIPS|MABRY S PHILLIPS|MABRY S PHILLIPS
IAPD individual key: 1968939

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Dec 2, 2014	n/a	yes	MONTGOMERY, AL	Current employment
HARBOR FINANCIAL SERVICES, LLC	Former SEC adviser	Jul 2, 2007	Nov 26, 2014	no	DALLAS, TX\|MOBILE, AL\|MONTGOMERY, AL	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	Sep 27, 2004	Jul 6, 2007	no	MONTGOMERY, AL	Previous registration
MORGAN STANLEY DW INC.	n/a	Jun 16, 1994	Sep 8, 2004	no	MONTGOMERY, AL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HARBOR FINANCIAL SERVICES, LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Nov 26, 2014	Dec 2, 2014	6	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES, INC.	HARBOR FINANCIAL SERVICES, LLC	Jul 6, 2007	Jul 2, 2007	-4	Firm change	Other
MORGAN STANLEY DW INC.	RAYMOND JAMES FINANCIAL SERVICES, INC.	Sep 8, 2004	Sep 27, 2004	19	Firm change	Other

Relationships

Registered with (4)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Dec 2, 2014 to presentfactForm ADV
→ HARBOR FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jul 2, 2007 to Nov 26, 2014factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Sep 27, 2004 to Jul 6, 2007factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jun 16, 1994 to Sep 8, 2004factForm ADV

Dated events

No dated event names this entity yet.