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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

BRENDON O MOORE

Advisor at LPL FINANCIAL LLC

WEST HARTFORD, CT | GLASTONBURY, CT

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Search this name across graphsid dfx:ria:0e513b12-848f-b03b-e5e2-9f4e814bdcba

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 19, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 5, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Dec 5, 2003
First registration: May 19, 2004
Dual registered: yes, broker-dealer
Other names: BRENDON MOORE
IAPD individual key: 4661420

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 31, 2018	n/a	yes	GLASTONBURY, CT\|WEST HARTFORD, CT	Current employment
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Feb 28, 2012	Aug 31, 2018	no	WINDSOR, CT\|BRAINTREE, MA	Previous registration
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC	Former SEC adviser	Oct 4, 2006	Mar 23, 2010	no	WAYNE, PA	Previous registration
MORGAN STANLEY DW INC.	n/a	May 19, 2004	Oct 7, 2004	no	HARTFORD, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VOYA FINANCIAL ADVISORS, INC.	LPL FINANCIAL LLC	Aug 31, 2018	Aug 31, 2018	0	Firm change	Ibd to RIA
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC	VOYA FINANCIAL ADVISORS, INC.	Mar 23, 2010	Feb 28, 2012	707	Firm change after gap	Other
MORGAN STANLEY DW INC.	HARTFORD INVESTMENT FINANCIAL SERVICES, LLC	Oct 7, 2004	Oct 4, 2006	727	Firm change after gap	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Aug 31, 2018 to presentfactForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Feb 28, 2012 to Aug 31, 2018factForm ADV
→ HARTFORD INVESTMENT FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 4, 2006 to Mar 23, 2010factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
May 19, 2004 to Oct 7, 2004factForm ADV

Dated events

No dated event names this entity yet.