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Advisor at W•• I•••••••• L••
SWARTHMORE, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•• I•••••••• L•• | State registered | Sep 6, 2016 | n/a | yes | SWARTHMORE, PA | Current employment |
| R•• C•••••• M••••••• L•• | National bd RIA | Mar 13, 2009 | Sep 13, 2016 | no | WILMINGTON, DE|WAYNE, PA|CONSHOHOCKEN, PA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•• C•••••• M••••••• L•• | W•• I•••••••• L•• | Sep 13, 2016 | Sep 6, 2016 | -7 | Firm change | Ibd to state RIA |
| F•••••• B•••• W••••• L•• | R•• C•••••• M••••••• L•• | Mar 13, 2009 | Mar 13, 2009 |
| F•••••• B•••• W••••• L•• | n/a | Nov 22, 2002 | Mar 13, 2009 | no | HUNTINGTON, WV|WILMINGTON, DE | Previous registration |
| 0 |
| Bulk transfer |
| Other |