DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

CML WEALTH MANAGEMENT, LLC

CRD 224516

BREA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0e64da63-e667-def7-b05a-1f6f94a006f4

Data as of Sep 2, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Jun 26, 2015 to Sep 2, 2021
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $183MItem 5.F on the latest filing (2021-09-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $183M
Private client RAUM: $183MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 426
Individual clients: 126
High net worth clients: 89
SEC number: 801-100467
CRD: 224516
Filings on the tape: 17
First filed: Jun 26, 2015
Latest filed: Sep 2, 2021
Organised: Limited Liability Company, California

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Boladian, Diane	Trustee	F	yes	01/1996	Sep 2, 2021	Sep 2, 2021
THE MORRIS A. BOLADIAN AND DIANE M. BOLADIAN 1993 REVOCABLE LIVING TRUST	MANAGING MEMBER	E	yes	10/2010	Sep 2, 2021	Sep 2, 2021
ETTER, KEVIN, SCOTT	CHIEF COMPLIANCE OFFICER	Na	no	09/2021	Sep 2, 2021	Sep 2, 2021

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 9, 2021	$183M	$183M	3	2	0	n/a	n/a
2019	Feb 14, 2020	$160M	$160M	4	2	0	n/a	n/a
2018	Mar 6, 2019	$126M	$126M	3	2	0	n/a	n/a
2017	Mar 1, 2018	$121M	$121M	3	2	0	n/a	n/a
2016	Feb 3, 2017	$99.0M	$99.0M	3	2	n/a	n/a	n/a
2015	Jan 18, 2016	$93.7M	$93.7M	3	3	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$183M	$160M	14.2%	$121M	14.7%	3	4	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SAGEPOINT FINANCIAL, INC.	2	Nov 8, 2021	Nov 10, 2021	BREA, CA	Team lift out	RIA to ibd	100.0%

Relationships

Owns (1)

← ETTER, KEVIN, SCOTTOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 2, 2021 to presentfactForm ADV

Controls (2)

← Boladian, DianeOwnerTRUSTEE, ownership code F, individual
Sep 2, 2021 to presentfactForm ADV
← THE MORRIS A. BOLADIAN AND DIANE M. BOLADIAN 1993 REVOCABLE LIVING TRUSTOwnerMANAGING MEMBER, ownership code E, domestic entity
Sep 2, 2021 to presentfactForm ADV

Moved with (1)

→ SAGEPOINT FINANCIAL, INC.Registered adviser2 advisors, team lift out, same day
Nov 8, 2021 to Nov 10, 2021factForm ADV

Registered with (2)

← KEVIN SCOTT ETTERAdvisorregistration: previous registration
Aug 9, 2016 to Nov 8, 2021factForm ADV
← Kevin RooplallAdvisorregistration: previous registration
Jan 21, 2021 to Nov 8, 2021factForm ADV

Dated events

Occurred
Sep 2, 2021
Control person left
Antoine Morris Boladian (Managing Member/Chief Compliance Officer) no longer on Schedule A of Cml Wealth Management, Llc (listed 2021-03-09, absent 2021-09-02)
Form ADVobserved 5 days ago
Occurred
Sep 2, 2021
Control person joined
Diane Boladian (Trustee) appeared on Schedule A of Cml Wealth Management, Llc
Form ADVobserved 5 days ago
Occurred
Jun 26, 2015
First Form ADV filing
Cml Wealth Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0e64da63-e667-def7-b05a-1f6f94a006f4
First observed: Jun 26, 2015
Last observed: Sep 2, 2021 61 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CML WEALTH MANAGEMENT, LLC

CRD 224516

BREA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0e64da63-e667-def7-b05a-1f6f94a006f4

Data as of Sep 2, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:51 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Boladian, Diane

Trustee

yes

01/1996

Sep 2, 2021

THE MORRIS A. BOLADIAN AND DIANE M. BOLADIAN 1993 REVOCABLE LIVING TRUST

MANAGING MEMBER

yes

10/2010

Sep 2, 2021

ETTER, KEVIN, SCOTT

CHIEF COMPLIANCE OFFICER

09/2021

Sep 2, 2021

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 9, 2021

$183M

n/a

2019

Feb 14, 2020

$160M

n/a

2018

Mar 6, 2019

$126M

n/a

2017

Mar 1, 2018

$121M

n/a

2016

Feb 3, 2017

$99.0M

n/a

2015

Jan 18, 2016

$93.7M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$183M

$160M

14.2%

$121M

14.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SAGEPOINT FINANCIAL, INC.

Nov 8, 2021

Nov 10, 2021

BREA, CA

Team lift out

RIA to ibd

100.0%