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Advisor at SANCTUARY ADVISORS, LLC
LOS GATOS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SANCTUARY ADVISORS, LLC | Bd affiliated wealth | Jul 28, 2023 | n/a | yes | LOS GATOS, CA | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | May 27, 2010 | Aug 10, 2023 | no | SAN JOSE, CA|LOS GATOS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | SANCTUARY ADVISORS, LLC | Aug 10, 2023 | Jul 28, 2023 | -13 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:226606:CA:2023-08-09 | Aug 10, 2023 | Jul 28, 2023 | LOS GATOS, CA | Firm change |