DFX Intelligence

H•••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)20 years in industry

H•••• D•••••

Advisor at W•••• F•••• A•••••••

EAST MEADOW, NY | NEW YORK, NY

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Search this name across graphsid dfx:ria:0e77bf16-a193-874b-8e31-704af9063f4b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 16, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Mar 9, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Jul 15, 2021	n/a	yes	NEW YORK, NY\|EAST MEADOW, NY	Current employment
T• P•••••• C••••• W••••• L••	Bd affiliated wealth	Sep 16, 2013	Aug 14, 2021	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T• P•••••• C••••• W••••• L••	W•••• F•••• A•••••••	Aug 14, 2021	Jul 15, 2021	-30	Firm change	Ibd to wirehouse
H••• S••••••••• •••• I•••	T• P•••••• C••••• W••••• L••	Sep 10, 2013	Sep 16, 2013

Relationships

Registered with (3)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Jul 15, 2021 to presentfactForm ADV
→ T• P•••••• C••••• W••••• L••Registered adviserregistration: previous registration
Sep 16, 2013 to Aug 14, 2021factForm ADV
→ H••• S••••••••• •••• I•••Registered adviserregistration: previous registration
Oct 16, 2008 to Sep 10, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0e77bf16-a193-874b-8e31-704af9063f4b
First observed: Oct 16, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.