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Advisor at SUNBELT SECURITIES
Houston, TX | HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SUNBELT SECURITIES | Bd affiliated wealth | Mar 18, 2024 | n/a | yes | Houston, TX|HOUSTON, TX | Current employment |
| SAXON FINANCIAL GROUP | Independent wealth | May 17, 2021 | Mar 5, 2024 | no | HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SAXON FINANCIAL GROUP | SUNBELT SECURITIES | Mar 5, 2024 | Mar 18, 2024 | 13 | Firm change | RIA to ibd |