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RIA / WealthAdvisor33 years in industry

CLAUDE THOMAS CORBETT

Advisor at ROYAL FUND MANAGEMENT, LLC

Charlotte, NC | LADY LAKE, FL

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Search this name across graphsid dfx:ria:0e7c69e5-23b8-c011-18ac-048cd9cd4a7f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 22, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROYAL FUND MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 9, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Aug 9, 1993
First registration: Jul 22, 2003
Dual registered: no
Other names: TOM CORBETT|TOMMY CORBETT|C THOMAS CORBETT
IAPD individual key: 2321635

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROYAL FUND MANAGEMENT, LLC	Independent wealth	Feb 12, 2020	n/a	yes	LADY LAKE, FL\|Charlotte, NC	Current employment
HORTER INVESTMENT MANAGEMENT, LLC	Independent wealth	Jan 15, 2014	Apr 27, 2018	no	CHARLOTTE, NC\|CINCINNATI, OH	Previous registration
REGAL INVESTMENT ADVISORS LLC	Bd affiliated wealth	Jan 3, 2011	Mar 30, 2012	no	CHARLOTTE, NC\|KENTWOOD, MI	Previous registration
ESI FINANCIAL ADVISORS	Independent wealth	Nov 13, 2006	Dec 31, 2010	no	CHARLOTTE, NC	Previous registration
1717 CAPITAL MANAGEMENT COMPANY	n/a	Jul 22, 2003	Oct 17, 2006	no	CHARLOTTE, NC\|CHARLOTTE, NC\|CHARLOTTE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HORTER INVESTMENT MANAGEMENT, LLC	ROYAL FUND MANAGEMENT, LLC	Apr 27, 2018	Feb 12, 2020	656	Firm change after gap	RIA to RIA
REGAL INVESTMENT ADVISORS LLC	HORTER INVESTMENT MANAGEMENT, LLC	Mar 30, 2012	Jan 15, 2014	656	Firm change after gap	Other
ESI FINANCIAL ADVISORS	REGAL INVESTMENT ADVISORS LLC	Dec 31, 2010	Jan 3, 2011	3	Firm change	Other
1717 CAPITAL MANAGEMENT COMPANY	ESI FINANCIAL ADVISORS	Oct 17, 2006	Nov 13, 2006	27	Firm change	Other

Relationships

Registered with (5)

→ ROYAL FUND MANAGEMENT, LLCRegistered adviserregistration: current employment
Feb 12, 2020 to presentfactForm ADV
→ HORTER INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 15, 2014 to Apr 27, 2018factForm ADV
→ REGAL INVESTMENT ADVISORS LLCRegistered adviserregistration: previous registration
Jan 3, 2011 to Mar 30, 2012factForm ADV
→ ESI FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Nov 13, 2006 to Dec 31, 2010factForm ADV
→ 1717 CAPITAL MANAGEMENT COMPANYRegistered adviserregistration: previous registration
Jul 22, 2003 to Oct 17, 2006factForm ADV

Dated events

No dated event names this entity yet.