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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Las Vegas, NV | Reno, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Jul 17, 2024 | n/a | yes | Reno, NV|Las Vegas, NV | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 3, 2011 | Jun 9, 2021 | no | OMAHA, NE|LAS VEGAS, NV|CHARLOTTE, NC|LAS VEGAS, NV|SALT LAKE CITY, UT|ST. LOUIS, MO|HENDERSON, NV | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Nov 27, 2001 | Jan 3, 2011 | no | OMAHA, NE|OMAHA, NE|OMAHA, NE|OMAHA, NE|OMAHA, NE|OMAHA, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RAYMOND JAMES & ASSOCIATES, INC. | Jun 9, 2021 | Jul 17, 2024 | 1,134 | Firm change after gap | Wirehouse to ibd |
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |