DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at EMPOWER ADVISORY GROUP, LLC
DUBUQUE, IA | GREENWOOD VILLAGE, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | Dec 1, 2020 | n/a | yes | DUBUQUE, IA|GREENWOOD VILLAGE, CO | Current employment |
| PRUDENTIAL SELECT STRATEGIES LLC | Institutional manager | May 31, 2019 | Jul 16, 2020 | no | Dubuque, IA | Previous registration |
| GLOBAL PORTFOLIO STRATEGIES, INC. | Former SEC adviser | Oct 1, 2007 | Dec 31, 2018 | no | DUBUQUE, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUDENTIAL SELECT STRATEGIES LLC | EMPOWER ADVISORY GROUP, LLC | Jul 16, 2020 | Dec 1, 2020 | 138 | Firm change | Other |
| GLOBAL PORTFOLIO STRATEGIES, INC. | PRUDENTIAL SELECT STRATEGIES LLC | Dec 31, 2018 | May 31, 2019 | 151 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 286153:112058:IA:2020-07-16 | Jul 16, 2020 | Dec 1, 2020 | DUBUQUE, IA | Firm change |
| 105812:286153:IA:2018-12-31 | Dec 31, 2018 | May 31, 2019 | DUBUQUE, IA | Firm change |