DFX Intelligence

T••••••• F• O•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

T••••••• F• O•••••••

Advisor at B••••• O••••••• W••••• M••••••••• L••

TARPON SPRINGS, FL

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 26, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• O••••••• W••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Feb 29, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• O••••••• W••••• M••••••••• L••	State registered	Oct 22, 2018	n/a	yes	TARPON SPRINGS, FL	Current employment
F•••••• I••••••••• M••••••••• I•••	Independent wealth	May 25, 2017	Dec 31, 2018	no	Tarpon Springs, FL\|SOUTH WINDSOR, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••• I••••••••• M••••••••• I•••	B••••• O••••••• W••••• M••••••••• L••	Dec 31, 2018	Oct 22, 2018	-70	Firm change after gap	RIA to state RIA
I•••••••• A•••••••• L••	F•••••• I••••••••• M••••••••• I•••	May 23, 2017

Relationships

Registered with (5)

→ B••••• O••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Oct 22, 2018 to presentfactForm ADV
→ F•••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
May 25, 2017 to Dec 31, 2018factForm ADV
→ I•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 27, 2015 to May 23, 2017factForm ADV
→ C•••••• A••••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 26, 2012
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.