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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

AMERICAN INVESTMENT SERVICES

USA TAX & INSURANCE SERVICES, INC., CRD 144088

PALM HARBOR, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3efdb5e8-4f2c-db18-5bfb-fc4e35bce5e1

Data as of Feb 8, 2013 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 55
Dated events: 0
On other graphs: 0
Observed: Nov 21, 2011 to Feb 8, 2013
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $43.0MItem 5.F on the latest filing (2013-02-08); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $42.4M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 43
Advisory employees: 43
Accounts: 594
SEC number: 801-68338
CRD: 144088
Filings on the tape: 10
First filed: Nov 21, 2011
Latest filed: Feb 8, 2013
Organised: Corporation, Florida

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HAND, STEPHEN, ROBERT	CHAIRMAN OF THE BOARD, CHIEF MARKETING OFFICER	E	yes	11/2001	Nov 21, 2011	Feb 8, 2013
NICHOLS, PATRICK, KENT	CHIEF COMPLIANCE OFFICER	Na	yes	10/2012	Nov 14, 2012	Feb 8, 2013

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 22, 2012	$43.0M	$42.4M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$43.0M	n/a	n/a	n/a	n/a	43	n/a	n/a	n/a

Relationships

Controls (2)

← HAND, STEPHEN, ROBERTOwnerCHAIRMAN OF THE BOARD, CHIEF MARKETING OFFICER, ownership code E, individual
Nov 21, 2011 to presentfactForm ADV
← NICHOLS, PATRICK, KENTOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 14, 2012 to presentfactForm ADV

Registered with (52)

← ROGER KENT HALLAdvisorregistration: previous registration
Feb 5, 2009 to Dec 31, 2012factForm ADV
← RICHARD ALLEN BEANAdvisorregistration: previous registration
Jul 29, 2010 to Dec 31, 2012factForm ADV
← SHANNON SCOTT CARSONAdvisorregistration: previous registration
Jan 14, 2010 to Dec 31, 2012factForm ADV
← KRISTA DAWN MCBEATHAdvisorregistration: previous registration
Dec 12, 2008 to Dec 31, 2012factForm ADV
← LAURENCE ARNOLD BOWERSAdvisorregistration: previous registration
Mar 25, 2009 to Dec 31, 2012factForm ADV
← MICHAEL JOSEPH ALIMOAdvisorregistration: previous registration
Dec 4, 2009 to Dec 31, 2012factForm ADV
← Lauren Ashleigh RosbergAdvisorregistration: previous registration
Jun 23, 2010 to Dec 31, 2012factForm ADV
← VICTOR GABRIEL BOLTNIEWAdvisorregistration: previous registration
Sep 24, 2009 to Dec 31, 2012factForm ADV
← GARY ROBERT KOMAREKAdvisorregistration: previous registration
Aug 5, 2008 to Dec 31, 2012factForm ADV
← TERRENCE F O'REILLYAdvisorregistration: previous registration
Mar 26, 2012 to Dec 21, 2012factForm ADV
← JOHN MARK CANADAAdvisorregistration: previous registration
Oct 29, 2009 to Nov 30, 2012factForm ADV
← ROBERT DUAYNE MOOREAdvisorregistration: previous registration
Jan 4, 2008 to Nov 9, 2012factForm ADV
← ANTHONY KAYODE ADENIKINJUAdvisorregistration: previous registration
May 11, 2012 to Nov 9, 2012factForm ADV
← RYAN JOSEPH MCCARTYAdvisorregistration: previous registration
Dec 10, 2010 to Nov 9, 2012factForm ADV
← THOMAS FREDERICK AUSTINAdvisorregistration: previous registration
Oct 14, 2010 to Nov 9, 2012factForm ADV
← TERRY LEE TYLERAdvisorregistration: previous registration
Dec 4, 2007 to Nov 9, 2012factForm ADV
← JUSTIN FRANCIS CARLSONAdvisorregistration: previous registration
Apr 3, 2008 to Sep 27, 2012factForm ADV
← THOMAS WALTER SAVINOAdvisorregistration: previous registration
Jun 8, 2010 to Sep 19, 2012factForm ADV
← DANIEL WALTER DONIHUEAdvisorregistration: previous registration
Sep 16, 2009 to Sep 13, 2012factForm ADV
← TAD MICHAEL SACHECKAdvisorregistration: previous registration
Dec 2, 2010 to Sep 13, 2012factForm ADV
← CHASE ADAM LEACHAdvisorregistration: previous registration
Jan 14, 2011 to Mar 9, 2012factForm ADV
← THOMAS J MORGANAdvisorregistration: previous registration
May 28, 2009 to Feb 29, 2012factForm ADV
← JOSHUA KARL GREENBERGAdvisorregistration: previous registration
Oct 2, 2009 to Jan 30, 2012factForm ADV
← ANTHONY LEONARD GERACIAdvisorregistration: previous registration
May 5, 2008 to Jan 10, 2012factForm ADV
← MITCHELL LOUIS SPIEHSAdvisorregistration: previous registration
Feb 16, 2011 to Jan 9, 2012factForm ADV
← PETER SVEND TYCHSENAdvisorregistration: previous registration
Jan 9, 2008 to Dec 20, 2011factForm ADV
← EDWARD GERARD SIDDELLAdvisorregistration: previous registration
Oct 29, 2009 to Jun 16, 2011factForm ADV
← MICHAEL LAWRENCE ALBERTSONAdvisorregistration: previous registration
Aug 6, 2008 to Jun 16, 2011factForm ADV
← MICHAEL GERALD TERRIOAdvisorregistration: previous registration
Jul 15, 2008 to May 31, 2011factForm ADV
← MICHAEL WILLIAM TRYONAdvisorregistration: previous registration
Jul 20, 2010 to May 11, 2011factForm ADV
and 22 more

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3efdb5e8-4f2c-db18-5bfb-fc4e35bce5e1
First observed: Nov 21, 2011
Last observed: Feb 8, 2013 165 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AMERICAN INVESTMENT SERVICES

USA TAX & INSURANCE SERVICES, INC., CRD 144088

PALM HARBOR, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3efdb5e8-4f2c-db18-5bfb-fc4e35bce5e1

Data as of Feb 8, 2013 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:59 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HAND, STEPHEN, ROBERT

CHAIRMAN OF THE BOARD, CHIEF MARKETING OFFICER

yes

11/2001

Nov 21, 2011

Feb 8, 2013

NICHOLS, PATRICK, KENT

CHIEF COMPLIANCE OFFICER

yes

10/2012

Nov 14, 2012

Feb 8, 2013

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 22, 2012

$43.0M

$42.4M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$43.0M

n/a