This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.89 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=3.0

Regulatory AUM

$127MItem 5.F on the latest filing (2026-04-01); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$127M

Private client RAUM

$113MderivedItem 5.D individuals plus high net worth individuals

Private client share

89%derivedprivate client RAUM over total RAUM

Advisors on IAPD

3

RAUM per advisor

$42.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

3

Advisory employees

3

Offices

1Schedule D 1.F, beyond the principal office

Accounts

326

Individual clients

205

High net worth clients

45

Custody, client assets

$9.7M

SEC number

801-132267

CRD

333768

Filings on the tape

5

First filed

Feb 25, 2025

Latest filed

Apr 1, 2026

Organised

Limited Liability Company, MS

Website

gainspoletti.com

• Occurred

  May 7, 2025
  Team lift-out

  3 advisors left Raymond James Financial Services Advisors, Inc (Cleveland, MS) for Gainspoletti Wealth Planners a day apart

  Form ADVobserved 6 days ago
  3 advisors

Graph

RIA / Wealth Management

Canonical id

dfx:ria:0e971e3c-7e8b-c423-e927-c5cb6f422cd5

First observed

Feb 25, 2025

Last observed

Apr 1, 2026 5 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.