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CRD 116889
FARMINGTON HILLS, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| GIL J FELDMAN | n/a | FARMINGTON HILLS, MI | 16 | 21 | n/a | yes |
| NORMAN ARTHUR PAPPAS | Chartered Financial Consultant | FARMINGTON HILLS, MI | 16 | 44 | n/a | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| MARRA, ANDREW, JOHN | Comptroller | B | yes | 01/2014 | Apr 30, 2018 | Apr 22, 2024 |
| PAPPAS, NORMAN, ARTHUR | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | yes | 06/1985 | Jul 21, 2015 | Apr 22, 2024 |
| ALBERS, EDWARD, J | DIRECTOR OF INSURANCE | B | no | 01/2014 | Apr 30, 2018 | Apr 22, 2024 |
| FELDMAN, GIL, J | DIRECTOR OF INVESTMENTS | B | no | 01/2014 | Apr 30, 2018 | Apr 22, 2024 |
| OFFERMAN, ADAM, JOHN | REGISTERED REPRESENTATIVE | Na | no | 09/2015 | Jun 10, 2022 | Apr 22, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| NAPCO INC | n/a | n/a | n/a | N | yes | n/a |
| THE ENTERPRISE SECURITIES COMPANY | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 29, 2026 | $607M | $507M | 7 | 7 | 0 | n/a | n/a |
| 2024 | Apr 25, 2025 | $480M | $357M | 7 | 7 | 0 | n/a | n/a |
| 2023 | Apr 28, 2023 | $368M | $259M | 7 | 7 | 0 | n/a | n/a |
| 2022 | Apr 28, 2022 | $305M | $225M | 8 | 8 | 0 | n/a | n/a |
| 2021 | Apr 28, 2021 | $259M | $229M | 7 | 7 | 0 | n/a | n/a |
| 2020 | Apr 29, 2020 | $187M | $122M | 7 | 7 | 0 | n/a | n/a |
| 2019 | Apr 30, 2019 | $213M | $161M | 7 | 4 | 0 | n/a | n/a |
| 2018 | Apr 30, 2018 | $187M | $122M | 7 | 4 | 0 | n/a | n/a |
| 2017 | Apr 21, 2017 | $168M | $103M | 4 | 4 | n/a | n/a | n/a |
| 2016 | Apr 29, 2016 | $140M | $108M | 3 | 3 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $607M | $480M | 26.6% | $305M | 25.7% | 7 | 7 | 0 | 0 |