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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

Christopher James Raymond

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

New Haven, CT

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Search this name across graphsid dfx:ria:0e9e5f1c-f963-3d38-ad36-e071c6c5232d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 20, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 6, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jun 6, 2003
First registration: Feb 20, 2008
Dual registered: yes, broker-dealer
Other names: CHIRSTOPHER J RAYMOND|CHRISTOPHER J RAYMOND
IAPD individual key: 4647849

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Aug 18, 2025	n/a	yes	New Haven, CT	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	May 13, 2019	Aug 28, 2025	no	NEW HAVEN, CT\|New Haven, CT\|SAN DIEGO, CA\|NORTH HAVEN, CT	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	May 1, 2014	Jun 4, 2019	no	NORTH HAVEN, CT	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Sep 3, 2013	May 12, 2014	no	NORTH HAVEN, CT	Previous registration
WALNUT STREET SECURITIES, INC.	Former SEC adviser	Apr 27, 2009	Sep 3, 2013	no	NORTH HAVEN, CT	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Feb 20, 2008	Feb 19, 2009	no	NEW HAVEN, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Aug 28, 2025	Aug 18, 2025	-10	Firm change	Ibd to ibd
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	LPL FINANCIAL LLC	Jun 4, 2019	May 13, 2019	-22	Firm change	Ibd to RIA
CETERA ADVISOR NETWORKS LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	May 12, 2014	May 1, 2014	-11	Firm change	Other
WALNUT STREET SECURITIES, INC.	CETERA ADVISOR NETWORKS LLC	Sep 3, 2013	Sep 3, 2013	0	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	WALNUT STREET SECURITIES, INC.	Feb 19, 2009	Apr 27, 2009	67	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
134139:6413:CT:2019-06-04	Jun 4, 2019	May 13, 2019	NORTH HAVEN, CT	Firm change

Relationships

Registered with (6)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Aug 18, 2025 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 13, 2019 to Aug 28, 2025factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
May 1, 2014 to Jun 4, 2019factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Sep 3, 2013 to May 12, 2014factForm ADV
→ WALNUT STREET SECURITIES, INC.Registered adviserregistration: previous registration
Apr 27, 2009 to Sep 3, 2013factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Feb 20, 2008 to Feb 19, 2009factForm ADV

Dated events

Occurred
Aug 28, 2025
Advisor changed firm
Christopher James Raymond left Lpl Financial Llc for Raymond James Financial Services Advisors, Inc (registered 2025-08-18)
Form ADVobserved 6 days ago