DFX Intelligence

T••• C•••••• L• P••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor33 years in industry

T••• C•••••• L• P••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Bella Vista, AR

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 12, 1995 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Dec 1, 2021	n/a	yes	Bella Vista, AR\|Bella Vista, AR	Current employment
F••••••••• A•••• M••••••••• L••	Former SEC adviser	Oct 5, 2012	Mar 18, 2014	no	ANCHORAGE, AK

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••••• A•••• M••••••••• L••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Mar 18, 2014	Dec 1, 2021	2,815	Firm change after gap	Other
G••••• P•••••••• C•••••• M••••••••• L••	F••••••••• A•••• M••••••••• L••	Dec 31, 2012

Relationships

Registered with (5)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Dec 1, 2021 to presentfactForm ADV
→ F••••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Oct 5, 2012 to Mar 18, 2014factForm ADV
→ G••••• P•••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 18, 2011 to Dec 31, 2012factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 12, 1995
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.