DFX Intelligence

G•••••• T••••• J••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

G•••••• T••••• J••• R••••••

Advisor at C••••••• W••••• M••••••••• L••

Santa Fe, TX | HOUSTON, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 13, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• W••••• M••••••••• L••	Independent wealth	Apr 23, 2024	n/a	yes	Santa Fe, TX\|HOUSTON, TX	Current employment
G•• S••••••••• I•••	Bd affiliated wealth	Jul 13, 2022	Apr 16, 2024	no	PALM BEACH GARDENS, FL\|HOUSTON, TX\|PALM BEACH GARDENS, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•• S••••••••• I•••	C••••••• W••••• M••••••••• L••	Apr 16, 2024	Apr 23, 2024	7	Firm change	Ibd to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
128929:329586:FL:2024-04-16	Apr 16, 2024	Apr 23, 2024	PALM BEACH GARDENS, FL	Firm change

Relationships

Registered with (2)

→ C••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Apr 23, 2024 to presentfactForm ADV
→ G•• S••••••••• I•••Registered adviserregistration: previous registration
Jul 13, 2022 to Apr 16, 2024factForm ADV

Dated events

Order

Occurred
16 Apr 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 13, 2022
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.