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Advisor at MORGAN STANLEY
Paramus, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Oct 1, 2020 | n/a | yes | Paramus, NJ | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Dec 1, 2010 | Oct 12, 2020 | no | PARAMUS, NJ | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Dec 17, 2010 | no | Paramus, NJ | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Jun 1, 2009 | no | PARAMUS, NJ | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Mar 3, 2006 | Apr 2, 2007 | no | PARAMUS, NJ | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jun 14, 2000 | Feb 28, 2005 | no | NEW YORK, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY | Oct 12, 2020 | Oct 1, 2020 | -11 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY | UBS FINANCIAL SERVICES INC. | Dec 17, 2010 | Dec 1, 2010 | -16 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY DW INC. | Feb 28, 2005 | Mar 3, 2006 | 368 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:149777:NJ:2020-09-15 | Oct 12, 2020 | Oct 1, 2020 | PARAMUS, NJ | Firm change |