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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)27 years in industry

Judy Lowe Rubin

Advisor at STEWARD PARTNERS INVESTMENT ADVISORY, LLC

STAMFORD, CT | Clayton, MO | St. Louis, MO

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Search this name across graphsid dfx:ria:0eb55f41-f930-1d28-317f-e3e7b0e25b46

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 26, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STEWARD PARTNERS INVESTMENT ADVISORY, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 21, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Dec 21, 1998
First registration: Feb 26, 1999
Dual registered: yes, broker-dealer
Other names: JUDITH ELIZABETH LOWE|JUDY LOWE|JUDY LOWE HOLT
IAPD individual key: 716097

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STEWARD PARTNERS INVESTMENT ADVISORY, LLC	Bd affiliated wealth	Jun 9, 2020	n/a	yes	St. Louis, MO\|STAMFORD, CT\|Clayton, MO	Current employment
PLAZA FINANCIAL ADVISORS INC	n/a	Jun 15, 2011	Dec 31, 2011	no	CLAYTON, MO	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Apr 20, 2011	Jun 15, 2020	no	ST. LOUIS, MO	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Apr 21, 2011	no	Clayton, MO	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Feb 26, 1999	Jun 1, 2009	no	CLAYTON, MO\|CLAYTON, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	PLAZA FINANCIAL ADVISORS INC	Jun 15, 2020	Jun 15, 2011	-3,288	Firm change after gap	Other
PLAZA FINANCIAL ADVISORS INC	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	Dec 31, 2011	Jun 9, 2020	3,083	Firm change after gap	Other
MORGAN STANLEY	OSAIC WEALTH, INC.	Apr 21, 2011	Apr 20, 2011	-1	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Relationships

Registered with (5)

→ STEWARD PARTNERS INVESTMENT ADVISORY, LLCRegistered adviserregistration: current employment
Jun 9, 2020 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Apr 20, 2011 to Jun 15, 2020factForm ADV
→ PLAZA FINANCIAL ADVISORS INCRegistered adviserregistration: previous registration
Jun 15, 2011 to Dec 31, 2011factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Apr 21, 2011factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Feb 26, 1999 to Jun 1, 2009factForm ADV

Dated events

No dated event names this entity yet.