DFX Intelligence

M•••••• S•••• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

M•••••• S•••• S•••••••••

Advisor at A••••••• F•••••••• A•••••••• L••

Reynoldsburg, OH

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Search this name across graphsid dfx:ria:0eb5b4fe-ece4-4906-23a3-2d9d11ae981f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 16, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• F•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• F•••••••• A•••••••• L••	Bd affiliated wealth	May 16, 2025	n/a	yes	Reynoldsburg, OH	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Mar 13, 2024	May 7, 2024	no	CLEVELAND, OH\|Cleveland, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	A••••••• F•••••••• A•••••••• L••	May 7, 2024	May 16, 2025	374	Firm change	Ibd to ibd
E••••• J••••	M•• I•••••••• S•••••••• L••	Sep 2, 2022	Mar 13, 2024

Relationships

Registered with (4)

→ A••••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
May 16, 2025 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 13, 2024 to May 7, 2024factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Jul 12, 2022 to Sep 2, 2022factForm ADV
→ P•••••••• S••••••••• I•••

Dated events

Occurred
May 7, 2024
Advisor changed firm
M•••••• S•••• S••••••••• left M•• I•••••••• S•••••••• L•• for A••••••• F•••••••• A•••••••• L•• (registered 2025-05-16)
Form ADVobserved 7 days ago
Occurred
Sep 2, 2022
Advisor changed firm
M•••••• S•••• S••••••••• left E••••• J•••• for M•• I•••••••• S•••••••• L•• (registered 2024-03-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0eb5b4fe-ece4-4906-23a3-2d9d11ae981f
First observed: Mar 16, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.