This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

FIFTH THIRD SECURITIES, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 13, 2010earliest registration or exam on IAPD

Years in industry

15derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66|S63

First exam

Dec 13, 2010

First registration

Nov 7, 2014

Dual registered

yes, broker-dealer

Other names

Clay Tarro|CLAY ALAN TARRO

IAPD individual key

5670979

• Occurred

  Sep 4, 2024
  Advisor changed firm

  Clay Alan Tarro left Lpl Financial Llc for Fifth Third Securities, Inc. (registered 2025-06-10)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:0ec68c9d-909a-7e09-9bb0-883a608cfd61

First observed

Nov 7, 2014

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.