DFX Intelligence

W••• T••••• • C••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

W••• T••••• • C••••••• L••

W. R. T••••• & COMPANY, LLC, CRD 107179

MONTGOMERY, AL

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Search this name across graphsid dfx:ria:0eda8882-38d5-5c1a-6d4f-ecab7048d7b2

Data as of Mar 28, 2012 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2012 to Mar 28, 2012
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
SEC number: 801-70911
CRD: 107179
Filings on the tape: 1
First filed: Mar 28, 2012
Latest filed: Mar 28, 2012
Organised

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
T•••••• W••••• R•••••• J••	MANAGING MEMBER, CHIEF EXECUTIVE OFFICER	E	yes	06/1999	Mar 28, 2012	Mar 28, 2012
W•••••• B•••• N••••••	MEMBER, SR. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER	A	yes	02/2009	Mar 28, 2012	Mar 28, 2012

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 28, 2012	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Controls (2)

← T•••••• W••••• R•••••• J••OwnerMANAGING MEMBER, CHIEF EXECUTIVE OFFICER, ownership code E, individual
Mar 28, 2012 to presentfactForm ADV
← W•••••• B•••• N••••••OwnerMEMBER, SR. VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, ownership code A, individual
Mar 28, 2012 to presentfactForm ADV

Owns (1)

← J•••••• F•••••• T••••OwnerTREASURER, FINANCIAL OPERATIONS PRINCIPAL, CHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 28, 2012 to presentfactForm ADV

Registered with (2)

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0eda8882-38d5-5c1a-6d4f-ecab7048d7b2
First observed: Mar 28, 2012
Last observed: Mar 28, 2012 176 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.