DFX Intelligence

A••• B••••••••• R••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner29 years in industry

A••• B••••••••• R••

Advisor at S••••• P•• F•••••••• A••••••• S•••••••• L••

COLUMBUS, OH

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Search this name across graphsid dfx:ria:0edbf411-5912-d909-f2ae-09d6656b1b5d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Aug 3, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• P•• F•••••••• A••••••• S•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Sep 10, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• P•• F•••••••• A••••••• S•••••••• L••	State registered	Jan 9, 2024	n/a	yes	COLUMBUS, OH	Current employment
A•••••••• C•••••• M•••••••••	Independent wealth	Nov 4, 2019	Jan 2, 2024	no	Columbus, OH\|CORNELIUS, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••••• C•••••• M•••••••••	S••••• P•• F•••••••• A••••••• S•••••••• L••	Jan 2, 2024	Jan 9, 2024	7	Firm change	RIA to state RIA
M••••• O• O•••• I••••••• S•••••••• I•••	A•••••••• C•••••• M•••••••••	Oct 10, 2019	Nov 4, 2019

Relationships

Registered with (6)

→ S••••• P•• F•••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Jan 9, 2024 to presentfactForm ADV
→ A•••••••• C•••••• M•••••••••Registered adviserregistration: previous registration
Nov 4, 2019 to Jan 2, 2024factForm ADV
→ M••••• O• O•••• I••••••• S•••••••• I•••Registered adviserregistration: previous registration
Apr 1, 2019 to Oct 10, 2019factForm ADV
→ N••••••••• S••••••••• L••

Dated events

Occurred
Jan 2, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0edbf411-5912-d909-f2ae-09d6656b1b5d
First observed: Aug 3, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.