DFX Intelligence

D••••• M••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

D••••• M••••• B••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

ELIZABETH CITY, NC

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Search this name across graphsid dfx:ria:0edc6ae9-f1c0-6de2-c976-fa2546413353

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 19, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 15, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Jan 23, 2012	n/a	yes	ELIZABETH CITY, NC	Current employment
D•••••••• • C•••••• L••	Bd affiliated wealth	Jan 5, 2007	Nov 18, 2011	no	NORFOLK, VA\|VIRGINIA BEACH, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D•••••••• • C•••••• L••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Nov 18, 2011	Jan 23, 2012	66	Firm change	Other
R•• C•••••• M••••••• L••	D•••••••• • C•••••• L••	Jan 18, 2007	Jan 5, 2007

Relationships

Registered with (3)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Jan 23, 2012 to presentfactForm ADV
→ D•••••••• • C•••••• L••Registered adviserregistration: previous registration
Jan 5, 2007 to Nov 18, 2011factForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Jul 19, 2006 to Jan 18, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0edc6ae9-f1c0-6de2-c976-fa2546413353
First observed: Jul 19, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.