DFX Intelligence

M•••••• G••••• L•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

M•••••• G••••• L•••

Advisor at A••••••• C•••••• I••••••••• P•••••• C••••• G••••• I•••

Overland Park, KS | Leawood, KS

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Jan 7, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• C•••••• I••••••••• P•••••• C••••• G••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 20, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• C•••••• I••••••••• P•••••• C••••• G••••• I•••	Bd affiliated wealth	Feb 25, 2026	n/a	yes	Leawood, KS\|Overland Park, KS	Current employment
S•••••••• A••••••• L••	National bd RIA	Mar 31, 2025	Dec 16, 2025	no	OVERLAND PARK, KS\|WESTLAKE, TX\|BOSTON, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• A••••••• L••	A••••••• C•••••• I••••••••• P•••••• C••••• G••••• I•••	Dec 16, 2025	Feb 25, 2026	71	Firm change	Ibd to ibd
F••••••• P••••••• A•• W•••••••• A•••••••	S•••••••• A••••••• L••	Mar 31, 2025	Mar 31, 2025

Relationships

Registered with (6)

→ A••••••• C•••••• I••••••••• P•••••• C••••• G••••• I•••Registered adviserregistration: current employment
Feb 25, 2026 to presentfactForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Mar 31, 2025 to Dec 16, 2025factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Sep 20, 2023 to Mar 31, 2025factForm ADV
→ J••• M••••• S••••••••• L••

Dated events

Order

Occurred
16 Dec 2025
Advisor changed firm
••• Locked
Form ADV
Occurred
7 Aug 2023
Advisor changed firm
••• Locked
Form ADV
Occurred
5 Jul 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 7, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.