DFX Intelligence

F•• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

F•• P•••••••• L••

CRD 41554

ATLANTA, GA

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Search this name across graphsid dfx:ria:0ee820f5-09e7-6d38-2480-43cc144845c9

Data as of Apr 28, 2016 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 1
On other graphs: 1
Observed: Feb 27, 2012 to Apr 28, 2016
11 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

F•• P•••••••• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $73.0M••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
F•••• S••••••• F••• L•	Private Equity Fund	$200,000	Feb 2, 2015	3	Oct 2, 2014	dropped	n/a

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G••••••• G••• R•	Owner	B	yes	06/2009	Feb 27, 2012	Apr 28, 2016
H••••••• G••••••• M•••••	MANAGING PRINCIPAL	B	yes	06/2003	Feb 27, 2012	Apr 28, 2016

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 22, 2016

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$73.0M	$91.2M	-20.0%	n/a	n/a	2	2	n/a	n/a

Relationships

Owns (7)

← J••••• L••••• B•••••••OwnerCHIEF COMPLIANCE OFFICER FINOP CFO, ownership code NA, individual
Feb 27, 2012 to presentfactForm ADV
← G••••• M••••••OwnerOWNER, ownership code A, individual
Feb 27, 2012 to presentfactForm ADV
← D••••••• R••••• L••••OwnerOWNER, ownership code NA, individual
Feb 27, 2012 to presentfactForm ADV
← L••••••• E••• B••••OwnerOWNER, ownership code NA, individual
Feb 27, 2012 to presentfact

Dated events

Occurred
Apr 30, 2014
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0ee820f5-09e7-6d38-2480-43cc144845c9
First observed: Feb 27, 2012
Last observed: Apr 28, 2016 126 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.