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C••• B•••••• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

C••• B•••••• F••••

Advisor at L•••• F•••••••• A•••••••

TIOGA, FL

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Search this name across graphsid dfx:ria:0ef5ad2a-1bf3-e33c-6ea1-f273fba5be00

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 17, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••• F•••••••• A•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 4, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••• F•••••••• A•••••••	State registered	Jun 9, 2017	n/a	yes	TIOGA, FL	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Jun 2, 2017	n/a	yes	TIOGA, FL	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A••••••• L••	C••••••••• F•••••••• N••••••	Jun 5, 2017	Jun 2, 2017	-3	Firm change	Other

Relationships

Registered with (3)

→ L•••• F•••••••• A•••••••Registered adviserregistration: current employment
Jun 9, 2017 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: current employment
Jun 2, 2017 to presentfactForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Apr 17, 2015 to Jun 5, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0ef5ad2a-1bf3-e33c-6ea1-f273fba5be00
First observed: Apr 17, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.